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UK regulator extends LEI reporting deadline
06 April 2021
UK Reporter Alex Pugh

ISLA says it hopes that a similar reprieve will come from the European regulator before the 12-month grace period lapses next week

Kaizen's David Nowell stepping back
12 March 2021
UK Reporter Alex Pugh

The regulatory reporting specialist will join the company’s advisory board

Kaizen Reporting acquires Single Rulebook
19 November 2020
UK Reporter Maddie Saghir

Kaizen Reporting has acquired Single Rulebook, a software solution for the management of regulatory rules which was formed last year

Kaizen Reporting launches shareholding disclosure service
08 September 2020
London Reporter Natalie Turner

Kaizen acquires MDM Compliance Systems, a shareholding disclosure management service provider

Regulatory reporting specialist joins Kaizen
09 March 2020
London Reporter Justin Lawson

Patrick Ludden has joined Kaizen Reporting bringing with him 25 years of industry experience

Kaizen Reporting adds to SFTR team
02 January 2020
London Reporter Drew Nicol

Kaizen Reporting has brought on Tony Weedon from J.P. Morgan to bolster its SFTR team

UK’s FCA predicted to ramp-up non-compliance fines in 2020
20 December 2019
London Reporter Drew Nicol

The UK’s market watchdog has already handed out hefty fines for non-compliance with MiFID II this year and this is expected to "intensify" next year

EXCLUSIVE: Two-thirds of firms will not be fully ready for SFTR go-live, survey shows
17 September 2019
London Reporter Drew Nicol

Cappitech CEO Ronen Kertis said that the survey results indicate that some in the industry have not learned the lessons from navigating the builds for previous regulations and have continued to prepare in the eleventh-hour

Editor's picks
Full editor's pick search for "kaizen reporting"
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Securities Finance Technology Symposium

Catch up on all the biggest talking points from the days six panels

Features
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SEC adopts Rule 10c-1 relating to reporting of securities lending trades

After issuing an initial document for public consultation in November 2021, the US Securities and Exchange Commission has now published the SEC 10c-1a Final Rule designed to promote transparency in securities lending markets by requiring parties to report the material terms of the trade by end of day on T+0. Bob Currie reports

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A time of reflection

SFT asked 12 firms about their priorities and expectations for 2022. With the advancement of technology and the adoption of new regulation at the forefront of many minds, participants are set to release new products and services as they enter the new year with a positive mindset and high hopes for the industry. Carmella Haswell reports

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Seeking a sustainable future

Sunil Daswani, Standard Chartered Bank’s global head of securities lending, speaks to Carmella Haswell about the importance of ESG, how to reach a sustainable future and what’s driving demand and supply within the securities lending market

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LEIs, damn LEIs and statistics

With poor adoption and a grace period ending today, is the adoption of LEIs outside of the EEA ever going to gain momentum?

Interviews
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Jonathan Lee
Kaizen Reporting

Once the final wave of SFTR went live in January, many operations teams stood down, but for Kaizen Reporting, the work was only just beginning. Jonathan Lee explains how his firm is bringing novel solutions to help financial firms tackle trade and transaction reporting data quality and how Brexit creates double jeopardy for regulatory compliance

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Jonathan Lee
Kaizen Reporting

Although there is plenty of work left to do before SFTR’s go live in a few short weeks, Kaizen Reporting recommends a “keep calm and carry on approach” as the best way to avoid undue panic

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Jonathan Lee
Kaizen Reporting

SFTR is the next big challenge in regulatory reporting. What are the timelines for implementation and what should firms be doing to prepare? Jonathan Lee of Kaizen Reporting explains more

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